know your customer (KYC)

Keep your fund protected with KYC

Stay on top of compliance with automated tools for managing KYC/AML checks on LPs.

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Streamline your compliance

Get comprehensive coverage
Stay compliant with multi-jurisdiction coverage for KYC/AML.
Centralise KYC/AML checks
Initiate, track and review KYC/AML checks and results in one place.
Reduce back-and-forth
Collect LP information at scale with automated processes.

Cut through the complexities of KYC

Move faster, onboard LPs with confidence and continuously protect your fund.

Product UI | KYC | "KYC dashboard" | US & UK

Real-time KYC/AML dashboard

Real-time KYC/AML dashboard

Access a centralised, up-to-date overview of every LP’s risk score, and easily initiate screenings in the same place you manage your fund.

Product UI | KYC | "LP Eval history" | US & UK

Compliance reports on demand

Compliance reports on demand

Get auto-generated risk scores and customer due diligence (CDD) results - all securely stored in one place and ready to download when you need them.

Product UI | KYC | "KYC settings" | US & UK

Continuous watchlist monitoring

Continuous watchlist monitoring

Keep your firm compliant with automated daily watchlist screenings and alerts for sanctions, politically exposed persons (PEP), adverse media and enforcement alerts.

Manage your KYC compliance programme in the same place you manage your fund.

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Related resources

KYC compliance guide

Learn how KYC/AML regulations impact regulated financial institutions.

KYC latest releases

Learn more about recent KYC product updates for multi-jurisdictional funds.

Regulatory playbook

Access a comprehensive guide to private market regulation.

Carta Classroom

Discover resources on the basics of private equity and venture.

FAQs

You have questions, we have resources and answers.
Do I need to be on the Carta platform to access this product?

Yes, KYC is sold as an add-on to the Fund Administration solution, so you will need to be onboarded to the Carta platform to access this product.

Learn more about Fund Administration here.

Does Carta support KYC for funds outside of Europe?

Yes. Carta supports KYC requirements in the United States (US), United Kingdom (UK), Australia, the Cayman Islands, Singapore, the British Virgin Islands (BVI), Jersey and Luxembourg.

Is KYC available outside of fund closing?

Yes. Carta has a KYC standalone product for GPs to initiate LP screening via the KYC dashboard. Initial review, continuous monitoring for watchlist hits and periodic reviews are all supported in the product.

What services and support are included with KYC?

Carta’s KYC solution includes:

  • In-app dashboard for initiating and tracking all KYC checks

  • Automated risk scoring for LPs

  • KYC confirmation letters can be provided upon request

  • Continued due diligence reports on demand

  • Daily watchlist screening for OFAC/sanctions, PEP, adverse media and enforcement alerts

*Carta’s KYC solution supports, but does not constitute, an AML program.

What kind of KYC/AML compliance does Carta support?

Carta's KYC solution supports a variety of different functions including customer ID verification (CID), due diligence (CDD) and sanction screenings.