Get ready for your first audit with confidence

Preparing for your first audit can feel intimidating, but we’re here to help. Every auditor may ask for slightly different materials, but this list covers what most auditors will need to get started.

A financial audit is a third-party evaluation of your company’s financial statements to assure investors, regulators, and other outside parties that your reported values are complete and accurate.Depending on your company’s financial goals and growth, you may want an independent audit to:

  • Appeal to outside investors and gain their trust

  • Satisfy a requirement from an insurance company

  • Get a loan from a bank

Get audit-ready reports in a few clicks

Easily generate fully customizable reports that accurately reflect the unique needs of your business and capture every scenario, including stock splits and grant re-pricing with Carta’s financial reporting tool.

DISCLAIMER: The following terms apply to your use of this document and your agreement to these terms is required before you are permitted to use this document. This document is provided for your reference only and is not intended to serve as legal, tax, or financial advice. You acknowledge and agree that the making available of this document to you by eShares, Inc. dba Carta, Inc. (“Carta”) shall not constitute the provision of legal service or other professional service by Carta. You should seek advice from an attorney licensed in the relevant jurisdiction(s), tax professionals, accounting professionals, and financial professionals before relying on this document. You further agree and acknowledge that this document has not been prepared with your specific circumstances in mind, may not be suitable for use in your business, and does not constitute tax advice. Relying on this document, you assume all risk and liability that may result.

USE OF THIS DOCUMENT IS ENTIRELY AT YOUR OWN RISK. This document is provided “as is” without warranty of any kind, either express, implied, or statutory, including without limitation, warranties of merchantability, fitness for a particular purpose, satisfactory purpose, title or noninfringement. Some jurisdictions do not allow the exclusion of implied warranties, so these exclusions may not apply to you.

© 2026 eShares, Inc. dba Carta, Inc. All rights reserved. Reproduction prohibited.