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162 entries found

Policy Weekly
SEC signals retail access to private markets may come with guardrails
Policy Newsletter
September 2025
SEC signals retail access to private markets may come with guardrails
SEC backs capital formation reforms and signals interest in expanding retail access to private markets with additional guardrails, while Congress faces a likely government shutdown and new H-1B restrictions spark concern across the innovation ecosystem.
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Public companies gaining leverage on governance
Policy Newsletter
September 2025
Public companies gaining leverage on governance
SEC supports governance reforms and retail market access, FTC signals stricter oversight on board interlocks, and policy shifts aim to strengthen public markets.
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Lawsuit adds pressure to expand accredited investor definition
Policy Newsletter
September 2025
Lawsuit adds pressure to expand accredited investor definition
SEC’s accredited investor rules face a court challenge, Carta partners with the NYSE, updates on private credit policies, and Carta hosts a virtual event on QSBS.
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SEC releases regulatory priorities under Atkins
Policy Newsletter
September 2025
SEC releases regulatory priorities under Atkins
Efforts to facilitate capital formation, expand investor access, and provide regulatory clarity to the crypto industry will dominate the broader policy agenda in both Congress and at the SEC.
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White House, SEC provide roadmaps for advancing crypto policy agenda
Policy Newsletter
August 2025
White House, SEC provide roadmaps for advancing crypto policy agenda
White House releases crypto policy recommendations and SEC outlines crypto regulatory overhaul; also, employee ownership efforts gaining momentum
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Carta-backed legislation to bolster VC advances in Congress
Policy Newsletter
July 2025
Carta-backed legislation to bolster VC advances in Congress
HFSC advances bipartisan bills; FinCEN (finally) delays implementation date for AML rules for investment advisers; White House advances AI goals with action plan and EOs
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Alternative assets go mainstream—crypto, PE, and more
Policy Newsletter
July 2025
Alternative assets go mainstream—crypto, PE, and more
Congress sends historic crypto legislation to president’s desk; innovator coalition meets with SEC on capital formation priorities; anticipated EO to expand retirement access to alternative assets
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What's next for the SEC
Policy Newsletter
July 2025
What's next for the SEC
Chairman Paul Atkins outlined key initiatives and principles he expects the commission to tackle, with IPOs and increased access to the private markets at the top of his agenda.
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QSBS: Protected, and expanded
Policy Newsletter
July 2025
QSBS: Protected, and expanded
Long and patient policy engagement pays off, as tax benefits open up for more investors and companies and R&D expensing turns more favorable for private capital markets as part of new budget bill.
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R&D, QSBS still in play for tax bill
Policy Newsletter
June 2025
R&D, QSBS still in play for tax bill
The House moves to expand investor access to private markets.
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Innovators gain ground in tax policy—QSBS & R&D
Policy Newsletter
June 2025
Innovators gain ground in tax policy—QSBS & R&D
Bipartisan progress on stablecoin legislation; Carta & Mayer Brown private credit event recap; Treasury outlines principles for AML overhaul
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Senate poised to unveil tax plan with impacts on innovators
Policy Newsletter
June 2025
Senate poised to unveil tax plan with impacts on innovators
SEC withdraws investment adviser proposals…except KYC; U.S.-China framework unlocks rare earth minerals but maintains tariff rates
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